Stuart Anthony Dalton
Financial Adviser in Melbourne, Victoria, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001002886
- Location
- Melbourne VIC 3000
- Licensee
- National Australia Bank Limited (AFSL 230686)
- Authorised since
- 1 April 2008
- First provided advice
- 2008
- Qualifications
- Bachelor of Business (Banking and Finance), Monash University (2001); Master of Applied Finance, Monash University (2006); Graduate Diploma of Financial Planning, Kaplan Professional (2022)
- Memberships
- Australian Financial Markets Association (AFMA)
- Advice areas
- derivatives, foreign exchange contracts
- Restriction
- In relation to the authorisation to provide financial product advice in relation to the product area Derivatives identified above, this authorisation is limited to interest rate derivatives.
- Register status
- Current
About Stuart Anthony Dalton
On the Financial Advisers Register kept by ASIC, Stuart Anthony Dalton appears as a current financial adviser in Melbourne, Victoria, adviser number 001002886.
Stuart provides advice as an authorised representative of National Australia Bank Limited, which holds Australian financial services licence 230686. The current authorisation started on 1 April 2008.
According to the register, Stuart first provided financial advice in 2008. The qualifications listed for Stuart include Bachelor of Business (Banking and Finance) (Monash University, 2001), Master of Applied Finance (Monash University, 2006) and Graduate Diploma of Financial Planning (Kaplan Professional, 2022). Professional memberships recorded: Australian Financial Markets Association (AFMA).
Stuart is authorised to advise on derivatives and foreign exchange contracts.
A further restriction is recorded on the register: “In relation to the authorisation to provide financial product advice in relation to the product area Derivatives identified above, this authorisation is limited to interest rate derivatives.”
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Questions people ask
Is Stuart Anthony Dalton a registered financial adviser?
Yes. Stuart Anthony Dalton is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001002886.
Which licensee does Stuart Anthony Dalton work under?
National Australia Bank Limited, Australian financial services licence 230686.
What can Stuart Anthony Dalton give advice on?
The register lists these advice areas: derivatives; foreign exchange contracts. It also records this restriction: "In relation to the authorisation to provide financial product advice in relation to the product area Derivatives identified above, this authorisation is limited to interest rate derivatives."