Tracy Yirong Wan
Financial Adviser in West Perth, Western Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000344694
- Location
- West Perth WA 6005
- Licensee
- Charter Financial Planning Limited (AFSL 234665)
- Authorised since
- 1 June 2016
- First provided advice
- 2010
- Qualifications
- Bachelor of Economics, University of Western Australia (2006); Graduate Certificate in Financial Planning, Financial Services Institute of Australia (FINSIA) (2008); Graduate Diploma of Applied Finance (Financial Planning major), Financial Services Institute of Australia (FINSIA) (2009); Accredited Listed Product Adviser (ASX ALPA) Program, Kaplan Higher Education Pty Limited (2010); Self Managed Superannuation Funds, Kaplan Higher Education Pty Limited (2010); Margin Lending and Geared Investments, Kaplan Higher Education Pty Limited (2011); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Limited (2020); Tax for Financial Advising, Kaplan Higher Education Pty Limited (2025)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending, derivatives
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Tracy Yirong Wan
Tracy Yirong Wan is listed on ASIC’s Financial Advisers Register as a current financial adviser based in West Perth, Western Australia (adviser number 000344694).
Tracy provides advice as an authorised representative of Charter Financial Planning Limited, which holds Australian financial services licence 234665. The current authorisation started on 1 June 2016.
The register records 2010 as the year Tracy first provided financial advice. The qualifications listed for Tracy include Bachelor of Economics (University of Western Australia, 2006), Graduate Certificate in Financial Planning (Financial Services Institute of Australia (FINSIA), 2008) and Graduate Diploma of Applied Finance (Financial Planning major) (Financial Services Institute of Australia (FINSIA), 2009).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 10 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Tracy Yirong Wan a registered financial adviser?
Yes. Tracy Yirong Wan is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000344694.
Which licensee does Tracy Yirong Wan work under?
Charter Financial Planning Limited, Australian financial services licence 234665.
What can Tracy Yirong Wan give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending; derivatives. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."