Vishal Gupta
Financial Adviser in Melbourne, Victoria, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000334363
- Location
- Melbourne VIC 3000
- Licensee
- Guideway Financial Services Pty Ltd (AFSL 420367)
- Authorised since
- 1 November 2017
- First provided advice
- 2010
- Qualifications
- Bachelor of Commerce, Allahabad University (2000); FNS50804 Diploma of Financial Services (Financial Planning), International Institute of Technology (2010); FNS60404 Advanced Diploma of Financial Services (Financial Planning), International Institute of Technology (2012); CFP Certification Program, Financial Advice Association of Australia Limited (2019); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Limited (2019)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised products and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised
- Tax (financial) advice
- Yes
- Register status
- Current
About Vishal Gupta
Vishal Gupta is a financial adviser in Melbourne, Victoria, listed on the Financial Advisers Register kept by ASIC under adviser number 000334363.
Vishal provides advice as an authorised representative of Guideway Financial Services Pty Ltd, which holds Australian financial services licence 420367. The current authorisation started on 1 November 2017.
According to the register, Vishal first provided financial advice in 2010. The qualifications listed for Vishal include Bachelor of Commerce (Allahabad University, 2000), FNS50804 Diploma of Financial Services (Financial Planning) (International Institute of Technology, 2010) and FNS60404 Advanced Diploma of Financial Services (Financial Planning) (International Institute of Technology, 2012). Vishal is recorded as a member of Financial Advice Association of Australia (FAAA).
Vishal is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised products and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised.”
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Questions people ask
Is Vishal Gupta a registered financial adviser?
Yes. Vishal Gupta is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000334363.
Which licensee does Vishal Gupta work under?
Guideway Financial Services Pty Ltd, Australian financial services licence 420367.
What can Vishal Gupta give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised products and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised."