William Ha
Financial Adviser in Bankstown, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001001009
- Location
- Bankstown NSW 2200
- Licensee
- Ri Advice Group Pty Ltd (AFSL 238429)
- Authorised since
- 13 June 2019
- First provided advice
- 2010
- Qualifications
- Bachelor of Business, University of Technology Sydney (UTS) (1999); Diploma of Financial Services, Kaplan Professional (2010)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, retirement savings accounts
- Restriction
- Securities: Class of product only.
- Tax (financial) advice
- Yes
- Register status
- Current
About William Ha
William Ha is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Bankstown, New South Wales (adviser number 001001009).
Advice is given under the Australian financial services licence of Ri Advice Group Pty Ltd, licence number 238429. That authorisation dates from 13 June 2019.
The register records 2010 as the year William first provided financial advice. Qualifications and training on file include Bachelor of Business (University of Technology Sydney (UTS), 1999) and Diploma of Financial Services (Kaplan Professional, 2010). Professional memberships recorded: Financial Advice Association of Australia (FAAA).
William is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 7 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Securities: Class of product only.”
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Questions people ask
Is William Ha a registered financial adviser?
Yes. William Ha is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001001009.
Which licensee does William Ha work under?
Ri Advice Group Pty Ltd, Australian financial services licence 238429.
What can William Ha give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; retirement savings accounts. It also records this restriction: "Securities: Class of product only."