Yi Ki Pinky Lam
Financial Adviser in Jandakot, Western Australia, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000334563
- Location
- Jandakot WA 6164
- Licensee
- Capstone Financial Planning Pty Ltd (AFSL 223135)
- Authorised since
- 15 January 2022
- First provided advice
- 2009
- Qualifications
- Bachelor of Commerce (Accounting & Finance), University of Sydney (2006); Master of Applied Finance, Kaplan Professional (2017); Self Managed Superannuation Funds, Kaplan Professional (2019); Ethics and Professionalism in Financial Advice, Kaplan Professional (2020); Accredited Aged Care Professional, Aged Care Steps (2022)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending
- Restriction
- This authorised representative is only authorised to give class of product advice in relation to Securities.
- Tax (financial) advice
- Yes
- Register status
- Current
About Yi Ki Pinky Lam
On the Financial Advisers Register kept by ASIC, Yi Ki Pinky Lam appears as a current financial adviser in Jandakot, Western Australia, adviser number 000334563.
Yi provides advice as an authorised representative of Capstone Financial Planning Pty Ltd, which holds Australian financial services licence 223135. That authorisation dates from 15 January 2022.
According to the register, Yi first provided financial advice in 2009. Qualifications and training on file include Bachelor of Commerce (Accounting & Finance) (University of Sydney, 2006), Master of Applied Finance (Kaplan Professional, 2017) and Self Managed Superannuation Funds (Kaplan Professional, 2019). Yi is recorded as a member of Financial Advice Association of Australia (FAAA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “This authorised representative is only authorised to give class of product advice in relation to Securities.”
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Questions people ask
Is Yi Ki Pinky Lam a registered financial adviser?
Yes. Yi Ki Pinky Lam is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000334563.
Which licensee does Yi Ki Pinky Lam work under?
Capstone Financial Planning Pty Ltd, Australian financial services licence 223135.
What can Yi Ki Pinky Lam give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending. It also records this restriction: "This authorised representative is only authorised to give class of product advice in relation to Securities."