Alexandra Alice Claire Smith
Financial Adviser in Sydney, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001006440
- Location
- Sydney NSW 2000
- Licensee
- Nobleoak Services Limited (AFSL 286798)
- Authorised since
- 11 August 2025
- First provided advice
- 2010
- Qualifications
- Bachelor of Commerce (Banking and Financial Planning), Griffith University (2009); Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Ltd (2025)
- Memberships
- CFP - Certified Financial Planner (FPA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- 1) The Authorised Representative is not authorised to provide the following services:a) provide Financial Product Advice to clients in respect of any Financial Product not listed in Item 6 of this Schedule;b) deal in any financial product;c) provide Tax (Financial Advice), unless they satisfy the education and training requirements to be appointed as a qualified tax relevant provider.
- Tax (financial) advice
- Yes
- Register status
- Current
About Alexandra Alice Claire Smith
On the Financial Advisers Register kept by ASIC, Alexandra Alice Claire Smith appears as a current financial adviser in Sydney, New South Wales, adviser number 001006440.
Alexandra provides advice as an authorised representative of Nobleoak Services Limited, which holds Australian financial services licence 286798. The current authorisation started on 11 August 2025.
According to the register, Alexandra first provided financial advice in 2010. Qualifications and training on file include Bachelor of Commerce (Banking and Financial Planning) (Griffith University, 2009) and Ethics and Professionalism in Financial Advice (Kaplan Higher Education Pty Ltd, 2025). Professional memberships recorded: CFP – Certified Financial Planner (FPA).
Alexandra is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “1) The Authorised Representative is not authorised to provide the following services:a) provide Financial Product Advice to clients in respect of any Financial Product not listed in Item 6 of this Schedule;b) deal in any financial product;c) provide Tax (Financial Advice), unless they satisfy the education and training requirements to be appointed as a qualified tax relevant provider.”
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Questions people ask
Is Alexandra Alice Claire Smith a registered financial adviser?
Yes. Alexandra Alice Claire Smith is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001006440.
Which licensee does Alexandra Alice Claire Smith work under?
Nobleoak Services Limited, Australian financial services licence 286798.
What can Alexandra Alice Claire Smith give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "1) The Authorised Representative is not authorised to provide the following services:a) provide Financial Product Advice to clients in respect of any Financial Product not listed in Item 6 of this Schedule;b) deal in any financial product;c) provide Tax (Financial Advice), unless they satisfy the education and training requirements to be appointed as a qualified tax relevant provider."