Andrew Douglas Marton Swaffer
Financial Adviser in Sydney, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001002290
- Location
- Sydney NSW 2000
- Licensee
- Taylor Collison Limited (AFSL 247083)
- Authorised since
- 16 March 2004
- First provided advice
- 2000
- Qualifications
- 04043 Law of Associations, University of South Australia (1990); Bachelor of Accountancy, University of South Australia (1994); Bachelor of Accountancy (Honours), University of South Australia (1996); Graduate Diploma in Applied Finance and Investment, FINSIA (2002); Ethics and Professionalism in Financial Advice, Kaplan Professional (2020); TAx for Financial Advising, Kaplan Professional (2026)
- Advice areas
- superannuation, securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending, foreign exchange contracts
- Tax (financial) advice
- Yes
- Register status
- Current
About Andrew Douglas Marton Swaffer
On the Financial Advisers Register kept by ASIC, Andrew Douglas Marton Swaffer appears as a current financial adviser in Sydney, New South Wales, adviser number 001002290.
Andrew provides advice as an authorised representative of Taylor Collison Limited, which holds Australian financial services licence 247083. That authorisation dates from 16 March 2004.
According to the register, Andrew first provided financial advice in 2000. The qualifications listed for Andrew include 04043 Law of Associations (University of South Australia, 1990), Bachelor of Accountancy (University of South Australia, 1994) and Bachelor of Accountancy (Honours) (University of South Australia, 1996).
Andrew is authorised to advise on superannuation, securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds and retirement savings accounts, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Andrew Douglas Marton Swaffer a registered financial adviser?
Yes. Andrew Douglas Marton Swaffer is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001002290.
Which licensee does Andrew Douglas Marton Swaffer work under?
Taylor Collison Limited, Australian financial services licence 247083.
What can Andrew Douglas Marton Swaffer give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending; foreign exchange contracts.