David Mark Moss
Financial Adviser in Sydney, New South Wales, Australia
Review David Mark Moss
Describe your own experience as a client, patient or family member. Leave out phone numbers, addresses and anything you can't stand behind. Reviews appear straight away after an automatic spam check.
Australian Securities and Investments Commission (ASIC)
Adviser number000337573
- Location
- Sydney NSW 2000
- Licensee
- Hoxton Capital Management (Australia) Pty Ltd (AFSL 402217)
- Authorised since
- 20 February 2023
- First provided advice
- 2009
- Qualifications
- Bachelor of Economics, sub major in Finance, University of Western Sydney (2001); Legal Foundations of Business, University of New South Wales (2001); Revenue Law, University of New South Wales (2001); Master of Commerce, Specialisation in Business Law, University of New South Wales (2002); Regulatory Guide146 (Tier 1) in Generic Knowledge, Skills, Superannuation, RMIT University (2006); Regulatory Guide146 (Tier 1) in Life Ins., Management Invt, Securities, Derivatives, Financial Plan, RMIT University (2009); RG146 Licensing Compliance: Self-managed Superannuation Funds, Financial Education Professionals Pty Ltd (2016)
- Memberships
- Institute of Public Accountants (IPA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Tax (financial) advice
- Yes
- Register status
- Current
About David Mark Moss
On the Financial Advisers Register kept by ASIC, David Mark Moss appears as a current financial adviser in Sydney, New South Wales, adviser number 000337573.
David provides advice as an authorised representative of Hoxton Capital Management (Australia) Pty Ltd, which holds Australian financial services licence 402217. That authorisation dates from 20 February 2023.
According to the register, David first provided financial advice in 2009. Qualifications and training on file include Bachelor of Economics, sub major in Finance (University of Western Sydney, 2001), Legal Foundations of Business (University of New South Wales, 2001) and Revenue Law (University of New South Wales, 2001). Professional memberships recorded: Institute of Public Accountants (IPA).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
Reviews
Nobody has reviewed David Mark Moss here yet. If you have used them, tap the stars above and say how it went.
Questions people ask
Is David Mark Moss a registered financial adviser?
Yes. David Mark Moss is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000337573.
Which licensee does David Mark Moss work under?
Hoxton Capital Management (Australia) Pty Ltd, Australian financial services licence 402217.
What can David Mark Moss give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts.