James Broomhead
Financial Adviser in Sydney, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001000760
- Location
- Sydney NSW 2000
- Licensee
- Bell Potter Securities Limited (AFSL 243480)
- Authorised since
- 1 October 2006
- First provided advice
- 2006
- Qualifications
- Level 1 Accredited Derivatives Adviser, ASX (2004); SDIA Accreditation Program Assessment, SDIA / Deakin University (2004); Margin Lending and Geared Investments, Kaplan Professional Education (2011)
- Advice areas
- securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds, standard margin lending, derivatives
- Register status
- Current
About James Broomhead
James Broomhead is a financial adviser in Sydney, New South Wales, listed on the Financial Advisers Register kept by ASIC under adviser number 001000760.
James provides advice as an authorised representative of Bell Potter Securities Limited, which holds Australian financial services licence 243480. That authorisation dates from 1 October 2006.
According to the register, James first provided financial advice in 2006. The qualifications listed for James include Level 1 Accredited Derivatives Adviser (ASX, 2004), SDIA Accreditation Program Assessment (SDIA / Deakin University, 2004) and Margin Lending and Geared Investments (Kaplan Professional Education, 2011).
James is authorised to advise on securities, managed investment schemes, deposit and payment products, government debentures, stocks and bonds, standard margin lending and derivatives.
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Questions people ask
Is James Broomhead a registered financial adviser?
Yes. James Broomhead is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001000760.
Which licensee does James Broomhead work under?
Bell Potter Securities Limited, Australian financial services licence 243480.
What can James Broomhead give advice on?
The register lists these advice areas: securities; managed investment schemes; deposit and payment products; government debentures, stocks and bonds; standard margin lending; derivatives.