Jean Kaoru Findlay
Financial Adviser in Sydney, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000222823
- Location
- Sydney NSW 2000
- Licensee
- Morgans Financial Limited (AFSL 235410)
- Authorised since
- 19 January 2018
- First provided advice
- 1997
- Qualifications
- Bachelor of Science, University of Sydney (1994); Diploma of Financial Planning, Financial Planning Association (2004); SDIA Accreditation Program RG146, Deakin University (2004); SMSF Specialist Pathway Program, Tribeca (2007); Margin Lending Accreditation Program, Deakin Prime (2010); Master of Commerce (Finance), University of New South Wales (2011); Ethics and Professional Relationships, QUT (2020)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, standard margin lending, derivatives, managed discretionary account services
- Tax (financial) advice
- Yes
- Register status
- Current
About Jean Kaoru Findlay
Jean Kaoru Findlay is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Sydney, New South Wales (adviser number 000222823).
Jean provides advice as an authorised representative of Morgans Financial Limited, which holds Australian financial services licence 235410. The current authorisation started on 19 January 2018.
The register records 1997 as the year Jean first provided financial advice. The qualifications listed for Jean include Bachelor of Science (University of Sydney, 1994), Diploma of Financial Planning (Financial Planning Association, 2004) and SDIA Accreditation Program RG146 (Deakin University, 2004).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 10 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Jean Kaoru Findlay a registered financial adviser?
Yes. Jean Kaoru Findlay is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000222823.
Which licensee does Jean Kaoru Findlay work under?
Morgans Financial Limited, Australian financial services licence 235410.
What can Jean Kaoru Findlay give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; standard margin lending; derivatives; managed discretionary account services.