Rosi Kay Pilgrim
Financial Adviser in Ballina, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000286567
- Location
- Ballina NSW 2478
- Licensee
- Industry Fund Services Limited (AFSL 232514)
- Authorised since
- 24 October 2022
- First provided advice
- 2005
- Qualifications
- Bachelor of Business, RMIT (1994); Master of Financial Planning, RMIT (2004); CFP Certification Program, FPA (2008); Ethics and Professionalism in Financial Planning, Kaplan (2019)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds
- Restriction
- excluding self-managed super funds
- Tax (financial) advice
- Yes
- Register status
- Current
About Rosi Kay Pilgrim
Rosi Kay Pilgrim is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Ballina, New South Wales (adviser number 000286567).
The licensee Rosi advises under is Industry Fund Services Limited (AFS licence 232514). That authorisation dates from 24 October 2022.
The register records 2005 as the year Rosi first provided financial advice. The qualifications listed for Rosi include Bachelor of Business (RMIT, 1994), Master of Financial Planning (RMIT, 2004) and CFP Certification Program (FPA, 2008). Rosi is recorded as a member of Financial Advice Association of Australia (FAAA).
Rosi is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 7 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “excluding self-managed super funds.”
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Questions people ask
Is Rosi Kay Pilgrim a registered financial adviser?
Yes. Rosi Kay Pilgrim is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000286567.
Which licensee does Rosi Kay Pilgrim work under?
Industry Fund Services Limited, Australian financial services licence 232514.
What can Rosi Kay Pilgrim give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds. It also records this restriction: "excluding self-managed super funds."