Stephen Adrian Moore
Financial Adviser in Bundaberg West, Queensland, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000396798
- Location
- Bundaberg West QLD 4670
- Licensee
- Charter Financial Planning Limited (AFSL 234665)
- Authorised since
- 6 April 2018
- First provided advice
- 2011
- Qualifications
- Diploma of Financial Services (Financial Planning), Kaplan Higher Education Pty Limited (2010); Advanced Diploma of Financial Planning, MLC Limited (2013); Accredited Listed Product Adviser (ASX ALPA) Program, Kaplan Higher Education Pty Limited (2020)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, derivatives
- Restriction
- One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
- Tax (financial) advice
- Yes
- Register status
- Current
About Stephen Adrian Moore
Stephen Adrian Moore is a financial adviser in Bundaberg West, Queensland, listed on the Financial Advisers Register kept by ASIC under adviser number 000396798.
The licensee Stephen advises under is Charter Financial Planning Limited (AFS licence 234665). The current authorisation started on 6 April 2018.
The register records 2011 as the year Stephen first provided financial advice. Qualifications and training on file include Diploma of Financial Services (Financial Planning) (Kaplan Higher Education Pty Limited, 2010), Advanced Diploma of Financial Planning (MLC Limited, 2013) and Accredited Listed Product Adviser (ASX ALPA) Program (Kaplan Higher Education Pty Limited, 2020).
Stephen is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 9 product areas in total. The register also shows that tax (financial) advice services can be provided.
The register adds a condition to this authorisation: “One off licensee approval is required for all products which are either not on the approved product list or Derivatives.”
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Questions people ask
Is Stephen Adrian Moore a registered financial adviser?
Yes. Stephen Adrian Moore is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000396798.
Which licensee does Stephen Adrian Moore work under?
Charter Financial Planning Limited, Australian financial services licence 234665.
What can Stephen Adrian Moore give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; derivatives. It also records this restriction: "One off licensee approval is required for all products which are either not on the approved product list or Derivatives."