Umesh Panta
Financial Adviser in Sydney, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001003900
- Location
- Sydney NSW 2000
- Licensee
- Aia Financial Services Pty Limited (AFSL 231109)
- Authorised since
- 1 December 2021
- First provided advice
- 2006
- Qualifications
- Bachelor of Information Systems (BIS), Australian Catholic University (2003); Diploma of Financial Services (Financial Planning), Tribeca (2007); Advanced Diploma of Financial Services (Financial Planning), Kaplan Professional (2012); Master of Financial Planning, Kaplan Professional (2017); Ethics & Professonalism in Financial Advice, Kaplan Professional (2020)
- Memberships
- Financial Advice Association of Australia (FAAA); Tax Practitioners Board
- Advice areas
- superannuation, managed investment schemes, life risk insurance, life investment products, retirement savings accounts
- Restriction
- Not authorised to provide advice on SMSFs.
- Tax (financial) advice
- Yes
- Register status
- Current
About Umesh Panta
Umesh Panta is a financial adviser in Sydney, New South Wales, listed on the Financial Advisers Register kept by ASIC under adviser number 001003900.
The licensee Umesh advises under is Aia Financial Services Pty Limited (AFS licence 231109). That authorisation dates from 1 December 2021.
The register records 2006 as the year Umesh first provided financial advice. The qualifications listed for Umesh include Bachelor of Information Systems (BIS) (Australian Catholic University, 2003), Diploma of Financial Services (Financial Planning) (Tribeca, 2007) and Advanced Diploma of Financial Services (Financial Planning) (Kaplan Professional, 2012). Umesh is recorded as a member of Financial Advice Association of Australia (FAAA) and Tax Practitioners Board.
The authorisation covers advice on superannuation, managed investment schemes, life risk insurance, life investment products and retirement savings accounts. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Not authorised to provide advice on SMSFs.”
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Questions people ask
Is Umesh Panta a registered financial adviser?
Yes. Umesh Panta is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001003900.
Which licensee does Umesh Panta work under?
Aia Financial Services Pty Limited, Australian financial services licence 231109.
What can Umesh Panta give advice on?
The register lists these advice areas: superannuation; managed investment schemes; life risk insurance; life investment products; retirement savings accounts. It also records this restriction: "Not authorised to provide advice on SMSFs."