Vincenzo Bruno Zappia
Financial Adviser in Sydney, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number000435333
- Location
- Sydney NSW 2000
- Licensee
- Guideway Financial Services Pty Ltd (AFSL 420367)
- Authorised since
- 3 January 2017
- First provided advice
- 2003
- Qualifications
- Certificate III Course in Investment and Personal Financial Planning, Investment Training College (1999); 8 Unit Diploma of Financial Planning, Financial Advice Association of Australia Limited (2001); Master of Commerce (Financial Planning), Western Sydney University (2014); FNS40815 Certificate IV in Finance and Mortgage Broking, Kaplan Education Pty Limited (2018); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education Pty Limited (2019); Accredited Aged Care Professional Program, Aged Care Steps (2025)
- Memberships
- Financial Advice Association of Australia (FAAA)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts
- Restriction
- Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised product list and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised
- Tax (financial) advice
- Yes
- Register status
- Current
About Vincenzo Bruno Zappia
Vincenzo Bruno Zappia is listed on ASIC’s Financial Advisers Register as a current financial adviser based in Sydney, New South Wales (adviser number 000435333).
Vincenzo provides advice as an authorised representative of Guideway Financial Services Pty Ltd, which holds Australian financial services licence 420367. That authorisation dates from 3 January 2017.
The register records 2003 as the year Vincenzo first provided financial advice. The qualifications listed for Vincenzo include Certificate III Course in Investment and Personal Financial Planning (Investment Training College, 1999), 8 Unit Diploma of Financial Planning (Financial Advice Association of Australia Limited, 2001) and Master of Commerce (Financial Planning) (Western Sydney University, 2014). Professional memberships recorded: Financial Advice Association of Australia (FAAA).
Vincenzo is authorised to advise on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 8 product areas in total. The register also shows that tax (financial) advice services can be provided.
A further restriction is recorded on the register: “Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised product list and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised.”
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Questions people ask
Is Vincenzo Bruno Zappia a registered financial adviser?
Yes. Vincenzo Bruno Zappia is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 000435333.
Which licensee does Vincenzo Bruno Zappia work under?
Guideway Financial Services Pty Ltd, Australian financial services licence 420367.
What can Vincenzo Bruno Zappia give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts. It also records this restriction: "Securities- Limited to Guideway Financial Services authorised product list; Managed Investment Schemes and IDPS selection- Limited to Guideway Financial Services authorised product list and model portfolios; Superannuation- Limited SMSF Authority; Portfolio Management Services- not authorised."