Wai-Yee Chen
Financial Adviser in Sydney, New South Wales, Australia
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Australian Securities and Investments Commission (ASIC)
Adviser number001005379
- Location
- Sydney NSW 2000
- Licensee
- Acumen Investors Pty Ltd (AFSL 526972)
- Authorised since
- 17 April 2023
- First provided advice
- 1996
- Qualifications
- 413609 Australian Taxation Law, University of Newcastle (1988); 452106 Commercial law, University of Newcastle (1989); Bachelor Of Commerce, University of Newcastle (1990); Masters of Applied Finance, Macquarie University (1996); ADA Level 1 & 2, ASX (2000); FPC002B Ethics and Professionalism in Financial Advice, Kaplan Higher Education (2019); FPC001B Economic and Legal Context for Financial Planning, Kaplan Higher Education (2020); FASEA National Exam, FASEA (2021)
- Advice areas
- superannuation, securities, managed investment schemes, life risk insurance, life investment products, deposit and payment products, government debentures, stocks and bonds, retirement savings accounts, standard margin lending, derivatives
- Tax (financial) advice
- Yes
- Register status
- Current
About Wai-Yee Chen
On the Financial Advisers Register kept by ASIC, Wai-Yee Chen appears as a current financial adviser in Sydney, New South Wales, adviser number 001005379.
Wai-Yee provides advice as an authorised representative of Acumen Investors Pty Ltd, which holds Australian financial services licence 526972. The current authorisation started on 17 April 2023.
According to the register, Wai-Yee first provided financial advice in 1996. The qualifications listed for Wai-Yee include 413609 Australian Taxation Law (University of Newcastle, 1988), 452106 Commercial law (University of Newcastle, 1989) and Bachelor Of Commerce (University of Newcastle, 1990).
The authorisation covers advice on superannuation, securities, managed investment schemes, life risk insurance, life investment products and deposit and payment products, among 10 product areas in total. The register also shows that tax (financial) advice services can be provided.
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Questions people ask
Is Wai-Yee Chen a registered financial adviser?
Yes. Wai-Yee Chen is listed as a current financial adviser on ASIC's Financial Advisers Register under adviser number 001005379.
Which licensee does Wai-Yee Chen work under?
Acumen Investors Pty Ltd, Australian financial services licence 526972.
What can Wai-Yee Chen give advice on?
The register lists these advice areas: superannuation; securities; managed investment schemes; life risk insurance; life investment products; deposit and payment products; government debentures, stocks and bonds; retirement savings accounts; standard margin lending; derivatives.